sec whistleblower attorneys
SEC Whistleblower Program
Clients & Results
News & Insights
The truth is, of the 4,000 or so submissions the SEC receives each year, the lion’s share never even make it to an investigative team. (Sidebar: our submissions usually do.) Nearly half of those denials didn’t make the cut because the submissions didn’t follow the program rules.
This keeps us awake at night.
|Date||Description||Denial Justification||Key Docs|
|6/10/2013||The SEC whistleblower award claimant did not provide original information to the Commission after July 21, 2010, as required by Rule 21F-4(b)(1)(iv).||
|3/19/2013||In 51 seperate Covered Actions, the Commission found that the SEC whistleblower award claimant's information did not lead to a successful enforcement action. The information was deemed not to have...||
|2/19/2013||The SEC whistleblower award claimant did not submit the required Form WB-APP to the Office of the Whistleblower within ninety calendar days of the Notice of Covered Action, as required by Rule...||
|11/13/2012||SEC found that the SEC whistleblower award claimant's information did not lead to a successful enforcement action. The information was deemed not to have caused the Staff to open a new...||
|8/21/2012||No information disclosed.||