SEC
Whistleblower
Attorneys

June 27, 2019

State Street Bank and Trust Company

Trading and Pricing

SANCTION AMOUNT: $88,780,000

Defendants: State Street Bank and Trust Company

Respondent agreed to settle charges that it overcharged mutual funds and other registered investment company clients for asset custody expenses, including a secret markup to the cost of sending secured financial "SWIFT" messages.

Named one of the top whistleblower practices/attorneys in the country by The New York Times, Wall Street Journal and NPR
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