About Us
Our Team Practice Manifesto Our Approach Awards & Accolades
SEC Whistleblower Program
Program Fundamentals SEC Tips Process Facts & Figures SEC Whistleblower Awards Common Securities Violations International Whistleblowers SEC Whistleblower Resources Eligibility Calculator
Clients & Results
Our Whistleblower Cases Our Clients SEC Prosecutions Private Securities Cases Whistleblower Advocacy
News & Insights
Articles & Perspectives In The News Reports & Surveys Rules & Regs Webinars, Videos & Podcasts
Resources
Securities Law Primer Eligibility Calculator SEC Insiders Guide SEC Whistleblower Handbook Sanctions Database FAQ
SEC
Whistleblower
Attorneys
About Us
Our Team Practice Manifesto Our Approach Awards & Accolades
SEC Whistleblower Program
Program Fundamentals SEC Tips Process Facts & Figures SEC Whistleblower Awards Common Securities Violations International Whistleblowers SEC Whistleblower Resources Eligibility Calculator
Clients & Results
Our Whistleblower Cases Our Clients SEC Prosecutions Private Securities Cases Whistleblower Advocacy
Insights
All News & Insights Articles & Perspectives In The News Reports & Surveys Rules & Regs Webinars, Videos & Podcasts
Resources
Securities Law Primer Eligibility Calculator SEC Insiders Guide SEC Whistleblower Handbook Sanctions Database FAQ

July 15, 2019

Nomura Securities International Inc.

Trading and Pricing

SANCTION AMOUNT: Approximately $25,000,000

Defendants: Nomura Securities International Inc.

Settled charges of failure to supervise traders of commercial and residential mortgage-backed securities.

Find more cases
Named one of the top whistleblower practices/attorneys in the country by The New York Times, Wall Street Journal and NPR
Stay in touch
New York   (212) 907-0700
Washington, D.C.   (202) 772-1880
Delaware   (302) 573-2540
Copyright © 2020 Labaton Sucharow LLP. All rights reserved.
Privacy Policy   |   Attorney Advertising Disclaimer
Stay in touch
Thank you for submitting some email to us.