Landmark Lawsuit Filed Against SEC to Protect Future Whistleblowers

July 15, 2019

Nomura Securities International Inc.

Trading and Pricing

SANCTION AMOUNT: Approximately $25,000,000

Defendants: Nomura Securities International Inc.

Settled charges of failure to supervise traders of commercial and residential mortgage-backed securities.

Named one of the top whistleblower practices/attorneys in the country by The New York Times, Wall Street Journal and NPR
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