SEC
Whistleblower
Attorneys
LANDMARK LAWSUIT FILED AGAINST SEC TO PROTECT ALL WHISTLEBLOWERS

May 17, 2021

S&P Dow Jones Indices LLC

Trading and Pricing

SANCTION AMOUNT: $9000000

Defendants: S&P Dow Jones Indices LLC

Sanction agreed to in cease-and-desist Order in which the SEC found that respondent failed to disclose a quality control feature of one of its volatility-related indices, which led it to publish and disseminate stale index values during a period of unprecedented volatility.

Named one of the top whistleblower practices/attorneys in the country by The New York Times, Wall Street Journal and NPR
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