SEC
Whistleblower
Attorneys
LANDMARK LAWSUIT FILED AGAINST SEC TO PROTECT ALL WHISTLEBLOWERS

November 13, 2020

John G. Stumpf

Financial Fraud

SANCTION AMOUNT: $2500000

Defendants: John G. Stumpf

Former CEO and Chairman of Wells Fargo & Co. agreed to settle charges that he signed and certified statements filed with the Commission in 2015 and 2016 which he should have known were misleading. The statements concerned the Community Bank, Wells Fargo’s core business, in particular its cross-sell strategy. Respondent allegedly was on notice of false representations about the strategy’s performance and that reported metrics were inflated.

Named one of the top whistleblower practices/attorneys in the country by The New York Times, Wall Street Journal and NPR
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