sec whistleblower attorneys
December 17, 2020
Robinhood Financial, LLC
Trading and Pricing
SANCTION AMOUNT: $65000000
Defendants: Robinhood Financial, LLC
Online trading brokerage agreed to settle charges that it repeatedly failed to disclose its receipt of payments from trading firms for routing customer orders to them, and did not satisfy its duty to seek the best reasonably available terms to execute customer orders.
- Key Docs
- Official SEC press release