SEC
Whistleblower
Attorneys
Landmark Lawsuit Filed Against SEC to Protect Future Whistleblowers

December 09, 2020

ICE Data Pricing & Reference Data, LLC

Trading and Pricing

SANCTION AMOUNT: $8000000

Defendants: ICE Data Pricing & Reference Data, LLC

Respondent, a global securities pricing service and registered investment adviser, settled charges of compliance deficiencies in delivering prices to clients based on quotes received from a single market participant, also known as single broker quotes, which may not reasonably reflect true value.

Named one of the top whistleblower practices/attorneys in the country by The New York Times, Wall Street Journal and NPR
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