SEC
Whistleblower
Attorneys

October 22, 2020

Paul Horton Smith, Sr., Northstar Communications, LLC, Planning Services, Inc., eGate, LLC

Offering Fraud

SANCTION AMOUNT: $8859459

Defendants: Northstar Communications, LLC, Planning Services, Inc., eGate, LLC
Paul Horton Smith, Sr.

California-registered investment adviser and his companies allegedly defrauded at least 35 investors out of more than $5.6 million by falsely guaranteeing interest payments based on investments in specified products. According to the complaint, funds were not invested as promised and instead used for Ponzi-payments.

Named one of the top whistleblower practices/attorneys in the country by The New York Times, Wall Street Journal and NPR
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