SEC
Whistleblower
Attorneys
LANDMARK LAWSUIT FILED AGAINST SEC TO PROTECT ALL WHISTLEBLOWERS

January 09, 2020

J.P. Morgan Securities LLC

Trading and Pricing

SANCTION AMOUNT: $1822438

Defendants: J.P. Morgan Securities LLC

Settlement of charges that Respondent failed to provide certain retail retirement account and charitable organization brokerage customers with sales charge waivers and lower fee share classes when selling certain higher cost mutual funds to them that were more lucrative for Respondent.

Named one of the top whistleblower practices/attorneys in the country by The New York Times, Wall Street Journal and NPR
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