sec whistleblower attorneys
September 25, 2019
Strong Investment Management, Joseph B. Bronson, John B. Engebretson
Trading and Pricing
SANCTION AMOUNT: $1260924
Defendants: Strong Investment Management
Joseph B. Bronson, John B. Engebretson
The SEC charged an investment adviser firm and its owner Joseph Bronson with cherry-picking trades in an omnibus account for years, disproportionately allocating profitable trades to the firm and unprofitable trades to its clients. Co-defendant John Engebretson was Bronson's brother and the firm's chief compliance officer.
- Key Docs
- Official SEC press release
