Landmark Lawsuit Filed Against SEC to Protect Future Whistleblowers

September 25, 2019

Strong Investment Management, Joseph B. Bronson, John B. Engebretson

Trading and Pricing


Defendants: Strong Investment Management
Joseph B. Bronson, John B. Engebretson

The SEC charged an investment adviser firm and its owner Joseph Bronson with cherry-picking trades in an omnibus account for years, disproportionately allocating profitable trades to the firm and unprofitable trades to its clients. Co-defendant John Engebretson was Bronson's brother and the firm's chief compliance officer.

Named one of the top whistleblower practices/attorneys in the country by The New York Times, Wall Street Journal and NPR
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