SEC
Whistleblower
Attorneys

September 25, 2019

Strong Investment Management, Joseph B. Bronson, John B. Engebretson

Trading and Pricing

SANCTION AMOUNT: $1260924

Defendants: Strong Investment Management
Joseph B. Bronson, John B. Engebretson

The SEC charged an investment adviser firm and its owner Joseph Bronson with cherry-picking trades in an omnibus account for years, disproportionately allocating profitable trades to the firm and unprofitable trades to its clients. Co-defendant John Engebretson was Bronson's brother and the firm's chief compliance officer.

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