SEC
Whistleblower
Attorneys
Landmark Lawsuit Filed Against SEC to Protect Future Whistleblowers

September 10, 2019

Strategic Capital Management, LLC, Michael J. Breton

Trading and Pricing

SANCTION AMOUNT: $1326696

Defendants: Strategic Capital Management, LLC
Michael J. Breton

Investment adviser, through his firm, engaged in a cherry-picking scheme by placing trades through a master brokerage account and then allocating profitable trades to the firm and unprofitable trades to client accounts. The investment adviser was also criminally convicted.

Named one of the top whistleblower practices/attorneys in the country by The New York Times, Wall Street Journal and NPR
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