sec whistleblower attorneys
December 17, 2018
NB Alternatives Advisers LLC
Financial Fraud
SANCTION AMOUNT: $2733608
Defendants: NB Alternatives Advisers LLC
The Commission found that Respondent, an investment adviser, improperly allocated approximately $2 million to three private equity funds - the Dyal Funds - that it advised. The misallocated money was paid as compensation to employees who performed work that was unrelated to the Dyal Funds.
- Key Docs
- Official SEC press release
