NB Alternatives Advisers LLC

Financial Fraud

SANCTION AMOUNT: $2733608

Defendants: NB Alternatives Advisers LLC

The Commission found that Respondent, an investment adviser, improperly allocated approximately $2 million to three private equity funds - the Dyal Funds - that it advised. The misallocated money was paid as compensation to employees who performed work that was unrelated to the Dyal Funds.

Key Docs
Official SEC press release

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