SEC
Whistleblower
Attorneys
Landmark Lawsuit Filed Against SEC to Protect Future Whistleblowers

December 17, 2018

NB Alternatives Advisers LLC

Financial Fraud

SANCTION AMOUNT: $2733608

Defendants: NB Alternatives Advisers LLC

The Commission found that Respondent, an investment adviser, improperly allocated approximately $2 million to three private equity funds - the Dyal Funds - that it advised. The misallocated money was paid as compensation to employees who performed work that was unrelated to the Dyal Funds.

Named one of the top whistleblower practices/attorneys in the country by The New York Times, Wall Street Journal and NPR
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