Landmark Lawsuit Filed Against SEC to Protect Future Whistleblowers

January 29, 2019

Daniel H. Glick, Financial Management Strategies Inc.

Financial Fraud


Defendants: Financial Management Strategies Inc.
Daniel H. Glick

Case based on the fraud of Defendants, a purported investment adviser and his unregistered investment advisory firm, in misappropriating millions from elderly investors using false account statements, etc. The adviser was criminally convicted. This qualifying sanction was recovered from a relief Defendant.

Named one of the top whistleblower practices/attorneys in the country by The New York Times, Wall Street Journal and NPR
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