SEC
Whistleblower
Attorneys

March 22, 2019

Phillip Frost, OPKO Health, Inc., Frost Gamma Investments Trust, Mark Groussman, Melechdavid Inc., Alpha Capital Anstalt

Offering Fraud

SANCTION AMOUNT: Approximately $7,800,000

Defendants: OPKO Health, Inc., Frost Gamma Investments Trust, Melechdavid Inc., Alpha Capital Anstalt
Phillip Frost, Mark Groussman

Partial settlement of enforcement action brought against these Defendants and others. The settling Defendants allegedly failed to disclose that they were members of an investor group with respect to their investments in certain public companies and, in so doing, misled investors, and/or violated registration provisions of the federal securities laws in connection with their sales of securities in a penny stock issuer.

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