SEC
Whistleblower
Attorneys

September 28, 2018

LendingClub Asset Management LLC, Renaud Laplanche, Carrie Dolan

Financial Fraud

SANCTION AMOUNT: $4265000

Defendants: LendingClub Asset Management LLC
Renaud Laplanche, Carrie Dolan

LendingClub and its former president, Laplanche, were charged with fraud for improperly using fund money to benefit LendingClub’s parent company. They, along with Dolan, LendingClub’s former CFO, also were charged with improperly adjusting fund returns. All three agreed to settle the Commission's charges.

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