SEC
Whistleblower
Attorneys

March 11, 2019

Ameritas Investment Corp.

Trading and Pricing

SANCTION AMOUNT: $3389174

Defendants: Ameritas Investment Corp.

Settled charges that Respondent failed to adequately disclose conflicts of interest related to the sale of higher-cost mutual fund share classes that charged 12b-1 fees, when a lower-cost share class was available. The Respondent self-reported the potential violations.

Thank you for submitting some email to us.