SEC
Whistleblower
Attorneys

March 05, 2019

BB&T Securities, LLC

Trading and Pricing

SANCTION AMOUNT: $5709753

Defendants: BB&T Securities, LLC

Settled charges that a firm acquired by the Respondent misled its advisory clients into believing they were receiving full service brokerage services in-house at a discount even though significantly less expensive options were available externally.

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