SEC
Whistleblower
Attorneys
Landmark Lawsuit Filed Against SEC to Protect Future Whistleblowers

December 26, 2018

JPMorgan Chase Bank N.A.

Trading and Pricing

SANCTION AMOUNT: $135100000

Defendants: JPMorgan Chase Bank N.A.

The Commission found that Respondent improperly provided American Depositary Receipts (ADRs) to brokers in thousands of pre-release transactions when neither the brokers nor their customers had the foreign shares needed to support them, leading to inappropriate short selling and dividend arbitrage.

Named one of the top whistleblower practices/attorneys in the country by The New York Times, Wall Street Journal and NPR
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