SEC
Whistleblower
Attorneys

November 13, 2018

James V. Mazzo

Trading and Pricing

SANCTION AMOUNT: $1500000

Defendants: James V. Mazzo

Mazzo, the former Chairman and Chief Executive Officer of Advanced Medical Optics, Inc., settled charges that he tipped his close personal friend, former professional baseball player Douglas V. DeCinces, about his company's acquisition by Abbott Laboratories, Inc.

Named one of the top whistleblower practices/attorneys in the country by The New York Times, Wall Street Journal and NPR
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