SEC
Whistleblower
Attorneys

September 14, 2018

Citigroup Global Markets Inc., Citi Order Routing and Execution, LLC

Trading and Pricing

SANCTION AMOUNT: $12937475

Defendants: Citigroup Global Markets Inc., Citi Order Routing and Execution, LLC

Respondents were charged with misleading users of a dark pool called Citi Match, regarding assurances that high-frequency traders were not allowed in. CGMI was responsible for the marketing and sales and CORE was responsible for its day-to-day operation.

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