SEC
Whistleblower
Attorneys

February 12, 2018

Deutsche Bank Securities Inc., Benjamin Solomon

Trading and Pricing

SANCTION AMOUNT: Approximately $3,865,000

Defendants: Deutsche Bank Securities Inc.
Benjamin Solomon

Respondent firm and its former head trader agreed to settle charges that they failed to supervise traders who made false and misleading statements during negotiations for sales of commercial mortgage-backed securities.

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