SEC
Whistleblower
Attorneys

December 19, 2018

Robert S. “Lute” Davis, Jr., Donald Anthony Mackenzie, Jordan E. Goodman, Aaron R. Andrew, Jeffrey L. Wendel, Alan H. New, David N. Knuth, Randy T. Rondberg, Richard Fritts, Marcus Bradford Bray, Gregory W. Anderson, Claude Steven Mosley, Gregory A. Koch,

Offering Fraud

SANCTION AMOUNT: $2705850

Defendants: Old Security Financial Group Inc., Paramount Financial Services Inc. d/b/a Live Abundant, Wendel Financial Network LLC, Synergy Investment Services LLC, Trager LLC, Fritts Financial LLC, Bradford Solutions LLC, Balanced Financial Inc., Security Financial LLC, Koch Insurance Brokers LLC
Robert S. “Lute” Davis, Jr., Donald Anthony Mackenzie, Jordan E. Goodman, Aaron R. Andrew, Jeffrey L. Wendel, Alan H. New, David N. Knuth, Randy T. Rondberg, Richard Fritts, Marcus Bradford Bray, Gregory W. Anderson, Claude Steven Mosley, Gregory A. Koch

Partial settlement of charges against 13 individuals and their 10 companies for unlawfully selling securities of Woodbridge Group of Companies LLC to retail investors. These individuals were among Woodbridge’s top revenue producers. The settlement resulting in this sanction was with Goodman, who neither admitted nor denied the charges.

Named one of the top whistleblower practices/attorneys in the country by The New York Times, Wall Street Journal and NPR
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