SEC
Whistleblower
Attorneys

August 16, 2018

Core Performance Management, LLC, James P. Scherr, Deborah B. Dora, Sharlene F. Mesite, James O’Neil, Anadel R. Pinzon

Municipal Securities Fraud

SANCTION AMOUNT: $1366711

Defendants: Core Performance Management, LLC
James P. Scherr, Deborah B. Dora, Sharlene F. Mesite, James O’Neil, Anadel R. Pinzon

Sanctions resulting from alleged scheme in which "flippers" improperly diverted new issue municipal bonds to broker-dealers at the expense of retail investors.

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