April 20, 2015

BlackRock Advisors, LLC, Bartholomew A. Battista

Financial Fraud

SANCTION AMOUNT: $12,060,000

Defendants: BlackRock Advisors, LLC
Bartholomew A. Battista

Sanction based on alleged failure to disclose a conflict of interest created by the outside business activity of a portfolio manager, whose outside business would up being the largest holding of the largest fund managed by the portfolio manager for BlackRock.

Thank you for submitting some email to us.