August 13, 2015

Edward D. Jones & Co., L.P.

Municipal Securities Fraud

SANCTION AMOUNT: $20,194,401

Defendants: Edward D. Jones & Co., L.P.

Commission found that Respondent, a financial services firm, forced retail customers to pay $4.6 million more than they should have for municipal bonds it underwrote by not selling the issuances at the required initial offering price over a three-year period.

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