February 23, 2015

Mitchell J. Stein

Market Manipulation

SANCTION AMOUNT: $11,454,997

Defendants: Mitchell J. Stein

Sanction against attorney "architect" of fraudulent schemes designed to artificially inflate the securities of Heart Tronics, Inc. (f/k/a Signalife, Inc.), while defendant secretly made millions of dollars from selling it. In addition to incorporating various aggresive promotional tactics, defendant caused the company, between 2006 and 2008, to repeatedly make false announcements of millions of dollars of sales orders for Heart Tronics product.

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