SEC
Whistleblower
Attorneys

July 16, 2014

Patrick G. Rooney, Solaris Management, LLC

Financial Fraud

SANCTION AMOUNT: $1,597,876

Defendants: Solaris Management, LLC
Patrick G. Rooney

Case alleging that investment manager radically changed the investment strategy of a managed fund, contrary to the fund's offering documents and marketing materials, by becoming wholly invested in a financially troubled microcap company, of which the individual defenant was Chairman.

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