SEC
Whistleblower
Attorneys
LANDMARK LAWSUIT FILED AGAINST SEC TO PROTECT ALL WHISTLEBLOWERS

June 29, 2021

Neovest, Inc

Trading and Pricing

SANCTION AMOUNT: $2750000

Defendants: Neovest, Inc

Respondent, a provider of an order and execution management system that facilitates electronic trading, agreed to pay this sanction to resolve charges that it failed to register as a broker-dealer in violation of the federal securities laws.

Named one of the top whistleblower practices/attorneys in the country by The New York Times, Wall Street Journal and NPR
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