SEC
Whistleblower
Attorneys
Landmark Lawsuit Filed Against SEC to Protect Future Whistleblowers

January 05, 2021

Barry F. Connell

Trading and Pricing

SANCTION AMOUNT: $5148651

Defendants: Barry F. Connell

Defendant, while employed by a major financial institution as an investment adviser with discretionary authority, misappropriated more than $5 million from clients primarily by moving funds between certain client accounts and issuing falsified third-party wire transfer forms and checks.

Named one of the top whistleblower practices/attorneys in the country by The New York Times, Wall Street Journal and NPR
Thank you for submitting some email to us.