SEC
Whistleblower
Attorneys
Landmark Lawsuit Filed Against SEC to Protect Future Whistleblowers

February 12, 2021

Winslow, Evans & Crocker, Inc.

Trading and Pricing

SANCTION AMOUNT: $1851787

Defendants: Winslow, Evans & Crocker, Inc.

Respondent agreed to settle charges including that it subjected clients to unnecessary fees with conflicts of interest not disclosed, in breach of fiduciary duty.

Named one of the top whistleblower practices/attorneys in the country by The New York Times, Wall Street Journal and NPR
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