SEC
Whistleblower
Attorneys

September 30, 2020

Transamerica Asset Management, Inc.

Financial Fraud

SANCTION AMOUNT: $5946782

Defendants: Transamerica Asset Management, Inc.

Respondent agreed to settle charges that it materially misstated the expenses that investors paid when buying and holding shares of four money market funds that it managed. According to the SEC's order, Respondent required the funds to reimburse previously waived fees and expenses, but did not disclose this in the funds' prospectuses.

Named one of the top whistleblower practices/attorneys in the country by The New York Times, Wall Street Journal and NPR
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