September 29, 2020

J.P. Morgan Securities LLC

Market Manipulation

SANCTION AMOUNT: $35000000

Defendants: J.P. Morgan Securities LLC

Respondent, a broker-dealer subsidiary of JPMorgan Chase & Co., agreed to settle charges that it fraudulently manipulated the market in U.S. Treasury securities between April 2015 and January 2016. This sanction consists of $10 million in disgorgement and a $25 million civil penalty.

Key Docs
Official SEC press release

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