sec whistleblower attorneys
September 29, 2020
J.P. Morgan Securities LLC
Market Manipulation
SANCTION AMOUNT: $35000000
Defendants: J.P. Morgan Securities LLC
Respondent, a broker-dealer subsidiary of JPMorgan Chase & Co., agreed to settle charges that it fraudulently manipulated the market in U.S. Treasury securities between April 2015 and January 2016. This sanction consists of $10 million in disgorgement and a $25 million civil penalty.
- Key Docs
- Official SEC press release