SEC
Whistleblower
Attorneys

July 01, 2020

Temenos Advisory, Inc., George L. Taylor

Trading and Pricing

SANCTION AMOUNT: $2123775

Defendants: Temenos Advisory, Inc.
George L. Taylor

Sanction resulting from settlement with investment advisor and its former CEO for allegedly over-billing clients and investing them in highly risky, unsuitable private securities offerings, while concealing the commissions they made on such trades.

Named one of the top whistleblower practices/attorneys in the country by The New York Times, Wall Street Journal and NPR
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