sec whistleblower attorneys
April 30, 2020
Everest Capital LLC, Marko Dimitrijevic
SANCTION AMOUNT: $3208226
Defendants: Everest Capital LLC
Marko Dimitrijevic
Respondent investment adviser and its principal agreed to settle charges of failing to apply risk management procedures to currency positions in a managed fund, and providing misleading information regarding the fund’s exposure to currencies.
- Key Docs
- Official SEC press release