SEC
Whistleblower
Attorneys

April 22, 2020

Monomoy Capital Management, L.P.

Trading and Pricing

SANCTION AMOUNT: $1926579

Defendants: Monomoy Capital Management, L.P.

Respondent, a private equity fund adviser, agreed to settle an administrative proceeding brought by the SEC charging that Respondent failed to fully disclose or obtain client consent for its practice of charging for services from its Operations Group.

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