sec whistleblower attorneys
April 22, 2020
Monomoy Capital Management, L.P.
Trading and Pricing
SANCTION AMOUNT: $1926579
Defendants: Monomoy Capital Management, L.P.
Respondent, a private equity fund adviser, agreed to settle an administrative proceeding brought by the SEC charging that Respondent failed to fully disclose or obtain client consent for its practice of charging for services from its Operations Group.
- Key Docs
- Official SEC press release