September 27, 2019

Omgeo Matching Services US, LLC (n/k/a DTCC ITP Matching (US) LLC)

Trading and Pricing

SANCTION AMOUNT: $2000000

Defendants: Omgeo Matching Services US, LLC (n/k/a DTCC ITP Matching (US) LLC)

Respondent trade matching provider agreed to settle charges that it failed to comply with five of the nine operational conditions set forth in a Commission order exempting it from registration as a clearing agency.

Key Docs
Official SEC press release

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