sec whistleblower attorneys
September 27, 2019
Omgeo Matching Services US, LLC (n/k/a DTCC ITP Matching (US) LLC)
Trading and Pricing
SANCTION AMOUNT: $2000000
Defendants: Omgeo Matching Services US, LLC (n/k/a DTCC ITP Matching (US) LLC)
Respondent trade matching provider agreed to settle charges that it failed to comply with five of the nine operational conditions set forth in a Commission order exempting it from registration as a clearing agency.
- Key Docs
- Official SEC press release