SEC
Whistleblower
Attorneys
Landmark Lawsuit Filed Against SEC to Protect Future Whistleblowers

September 05, 2019

Alfred C. Teran

Trading and Pricing

SANCTION AMOUNT: $1073350

Defendants: Alfred C. Teran

Respondent consented to entry of the SEC's Order finding that he effected transactions in oil-and-gas securities as a broker while not registered as a broker or associated with a registered broker-dealer.

Named one of the top whistleblower practices/attorneys in the country by The New York Times, Wall Street Journal and NPR
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