SEC
Whistleblower
Attorneys

September 27, 2019

GFI Securities LLC

Trading and Pricing

SANCTION AMOUNT: $4300000

Defendants: GFI Securities LLC

Settled administrative proceeding against Respondent interdealer broker charged with repeatedly disclosing customer identities to potential trading counterparties despite statements to customers that it generally maintained customer anonymity when brokering trades.

Thank you for submitting some email to us.