sec whistleblower attorneys
December 20, 2019
S. Paul Kelley, George Tazbaz, Roger D. Lockhart, Robert S. Agriogianis, Shawn A. Becker
Market Manipulation
SANCTION AMOUNT: $1333564
Defendants: S. Paul Kelley, George Tazbaz, Roger D. Lockhart, Robert S. Agriogianis, Shawn A. Becker
Settlement as against remaining defendant (Agriogianis) in case charging reverse merger schemes involving Chinese companies and U.S. public shell companies. Defendants allegedly hid their interest/control over the merged companies, manipulated the stock and sold in unregistered transactions for large profits.
- Key Docs
- Official SEC press release
