December 20, 2019

S. Paul Kelley, George Tazbaz, Roger D. Lockhart, Robert S. Agriogianis, Shawn A. Becker

Market Manipulation

SANCTION AMOUNT: $1333564

Defendants: S. Paul Kelley, George Tazbaz, Roger D. Lockhart, Robert S. Agriogianis, Shawn A. Becker

Settlement as against remaining defendant (Agriogianis) in case charging reverse merger schemes involving Chinese companies and U.S. public shell companies. Defendants allegedly hid their interest/control over the merged companies, manipulated the stock and sold in unregistered transactions for large profits.

Key Docs
Official SEC press release

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