SEC
Whistleblower
Attorneys

June 24, 2020

SG Americas Securities LLC

Trading and Pricing

SANCTION AMOUNT: $1550000

Defendants: SG Americas Securities LLC

Respondent, an indirect subsidiary of Parisian financial services company Societe Generale S.A., agreed to settle charges that it provided incomplete and inaccurate securities trading information ("blue sheet data") to the SEC. The SEC found that data was deficient for approximately 27.6 million transactions, due largely to undetected coding errors.

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