SEC
Whistleblower
Attorneys
Landmark Lawsuit Filed Against SEC to Protect Future Whistleblowers

April 06, 2020

Cantor Fitzgerald & Co.

Trading and Pricing

SANCTION AMOUNT: $3200000

Defendants: Cantor Fitzgerald & Co.

Settlement of charges that Respondent provided incomplete and inaccurate blue sheet data for approximately 35 million trades, due largely to inadequate validation processes and undetected coding errors.

Named one of the top whistleblower practices/attorneys in the country by The New York Times, Wall Street Journal and NPR
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