SEC
Whistleblower
Attorneys
LANDMARK LAWSUIT FILED AGAINST SEC TO PROTECT ALL WHISTLEBLOWERS

December 09, 2019

Jefferies LLC

Trading and Pricing

SANCTION AMOUNT: $3995540

Defendants: Jefferies LLC

Respondent settled charges that it improperly borrowed pre-released American Depositary Receipts from other brokers when it should have known that the brokers did not own the foreign shares needed to support those ADRs.

Named one of the top whistleblower practices/attorneys in the country by The New York Times, Wall Street Journal and NPR
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