SEC
Whistleblower
Attorneys
Landmark Lawsuit Filed Against SEC to Protect Future Whistleblowers

September 16, 2019

BMO Capital Markets Corporation

Trading and Pricing

SANCTION AMOUNT: $1950000

Defendants: BMO Capital Markets Corporation

Settlement of charges that Respondent provided incomplete and inaccurate securities trading information ("blue sheet data") to the SEC, due largely to undetected coding errors.

Named one of the top whistleblower practices/attorneys in the country by The New York Times, Wall Street Journal and NPR
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