SEC
Whistleblower
Attorneys
LANDMARK LAWSUIT FILED AGAINST SEC TO PROTECT ALL WHISTLEBLOWERS

May 06, 2020

Bloomberg Tradebook LLC

Financial Fraud

SANCTION AMOUNT: $5000000

Defendants: Bloomberg Tradebook LLC

Respondent agreed to settle the SEC's administrative proceeding charging that it allowed three unaffiliated broker-dealers to route its customers' orders, primarily orders entered by customers who paid relatively low commission rates, without disclosing that Respondent was not routing the orders itself.

Named one of the top whistleblower practices/attorneys in the country by The New York Times, Wall Street Journal and NPR
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