SEC
Whistleblower
Attorneys

January 27, 2020

Catalyst Capital Advisors LLC, Jerry Szilagyi

Financial Fraud

SANCTION AMOUNT: $10508481

Defendants: Catalyst Capital Advisors LLC
Jerry Szilagyi

Investment adviser firm CCA and its CEO settled the SEC's administrative Order finding that they had misled investors by claiming they abided by a strict set of risk parameters for the Catalyst Hedged Futures Strategy Fund, which they subsequently breached and lost hundreds of millions of dollars between December 2016 and February 2017.

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