SEC
Whistleblower
Attorneys

September 23, 2019

PricewaterhouseCoopers LLP, Brandon Sprankle

Financial Fraud

SANCTION AMOUNT: $7969055

Defendants: PricewaterhouseCoopers LLP
Brandon Sprankle

Big four accounting firm charged with improper professional conduct on 19 engagements for 15 SEC-registered issuers, and with violating auditor independence rules on engagements for one issuer where the firm performed prohibited non-audit services. The individual respondent was the partner on the latter engagements. Both respondents agreed to settle.

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