sec whistleblower attorneys
November 04, 2019
Richard Eden, Christopher Neumann, Dale Pearlman
Market Manipulation
SANCTION AMOUNT: $1324788
Defendants: Richard Eden, Christopher Neumann, Dale Pearlman
Settlement of charges of fraud and participating in an unregistered offering in connection with the sale of microcap securities (Eden, Pearlman), and of acting as unregistered brokers (all defendants). Charges were pursuant to an alleged matched trading scheme using microcap issuer, Intertech Solutions, Inc.
- Key Docs
- Official SEC press release
