SEC
Whistleblower
Attorneys

November 04, 2019

Richard Eden, Christopher Neumann, Dale Pearlman

Market Manipulation

SANCTION AMOUNT: $1324788

Defendants: Richard Eden, Christopher Neumann, Dale Pearlman

Settlement of charges of fraud and participating in an unregistered offering in connection with the sale of microcap securities (Eden, Pearlman), and of acting as unregistered brokers (all defendants). Charges were pursuant to an alleged matched trading scheme using microcap issuer, Intertech Solutions, Inc.

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