SEC
Whistleblower
Attorneys

September 19, 2019

Brian Robert Sodi, Capital Financial Media LLC, List Data Solutions LLC

Market Manipulation

SANCTION AMOUNT: $1268000

Defendants: Capital Financial Media LLC, List Data Solutions LLC
Brian Robert Sodi

Defendants, a CPA and two companies he owned/controlled before they went defunct, engaged in scalping and pump-and-dump schemes involving two penny stocks . Sodi secretly acquired the shares and then sold while using his companies to disseminate statements urging investors to buy, without disclosing his sales or plans to sell them.

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