SEC
Whistleblower
Attorneys

January 13, 2020

Michael B. Rothenberg

Financial Fraud

SANCTION AMOUNT: $31440123

Defendants: Michael B. Rothenberg

Settlement of charges that defendant, using his advisory firm Rothenberg Ventures LLC, misappropriated millions of dollars from the firm's funds over a three-year period. In furtherance of the scheme, defendant allegedly took steps to create the false appearance that the money was used for legitimate purposes, whereas it was actually used to support personal business ventures and to pay for private parties and events at high-end resorts and Bay Area sporting arenas.

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