SEC
Whistleblower
Attorneys
Landmark Lawsuit Filed Against SEC to Protect Future Whistleblowers

January 07, 2020

Jay Costa Kelter

Financial Fraud

SANCTION AMOUNT: $1798985

Defendants: Jay Costa Kelter

Defendant, a former registered investment adviser and registered representative, made material misrepresentations to three retired clients, defrauding them out of more than $1.85 million. In addition to the SEC's enforcement action, he was also criminally convicted.

Named one of the top whistleblower practices/attorneys in the country by The New York Times, Wall Street Journal and NPR
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