SEC
Whistleblower
Attorneys

January 07, 2020

Jay Costa Kelter

Financial Fraud

SANCTION AMOUNT: $1798985

Defendants: Jay Costa Kelter

Defendant, a former registered investment adviser and registered representative, made material misrepresentations to three retired clients, defrauding them out of more than $1.85 million. In addition to the SEC's enforcement action, he was also criminally convicted.

Thank you for submitting some email to us.